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Our Team
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| Sarah J. Bruno, CFS® |
| Director of Operations & Chief Compliance Officer |
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Sarah Bruno is the Director of Operations & Chief Compliance Officer at USI Advisors, Inc. As Operations Manager, Sarah is responsible for overseeing the operational functions of USI Advisors including product development, service enhancements, policies and procedures for the firm’s defined benefit and defined contribution clients. As the Chief Compliance Officer, she is responsible for maintaining a program for the firm which is designed to achieve compliance with applicable securities regulations.
Sarah has 10 years of financial services experience at USI Advisors, Inc. with a focus on Investment data collection, investment review production, time weighted return performance, custodial, trustee, and paying agent services.
Sarah is a cum laude graduate of Central Connecticut State University with a B.A. degree in Mathematics and a minor in Statistics. Industry education and designations include: FINRA administered Series 7 and 66; and Certified Fund Specialist® from the Institute of Business and Finance.
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®2018 USI Advisors, Inc.
All rights reserved.
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Investment advice provided to the Plan by USI Advisors, Inc. Under certain arrangements, securities offered to the Plan through USI Securities, Inc. Member FINRA/SIPC.
95 Glastonbury Blvd., Glastonbury, CT 06033 | 860.652.3239
USI Consulting Group is the affiliate company of both USI Advisors, Inc. and USI Securities, Inc.
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